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Couple talking with advisor

Your representative

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Valuing local and independent financial professionals

When you think of a local independent business, you often envision an individual or organization that is unique and very personal in its approach. The same is true of your independent financial professional.

Your financial professional is free to create their own business model that is perfectly suited to clients they choose to serve. They understand your community and nurture relationships with people and neighbors they see every day. And, they work hard to build their own identity and reputation to be successful.

The role of ONESCO

Your financial professional is affiliated with The O.N. Equity Sales Company (ONESCO), a retail broker/dealer headquartered in Cincinnati, Ohio.

ONESCO is a fully disclosed introducing broker/dealer that provides the necessary infrastructure to deliver the best possible service to you. ONESCO facilitates your securities transactions, but does not take custody of your assets or maintain your accounts.

Brokerage account assets with ONESCO are custodied by Pershing LLC, member FINRA/NYSE/SIPC, which is a subsidiary of The Bank of New York Mellon Corporation. More information on Pershing may be obtained by visiting, and additional details regarding SIPC coverage for investment accounts can be found at

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ONESCO supports independent financial professionals by providing a complete lineup of financial products and services to serve clients including:

  • Mutual funds
  • Financial planning and managed accounts
  • Full-service stock and bond trading
  • Extensive line of variable annuity, indexed annuity, and variable life products
  • Group retirement plans, including open architecture plans and group annuities
  • Alternative investments
  • Section 529 College Savings Plans

Investment advisory services

Investment management services, financial advice, and financial planning are available through investment advisor representatives who are registered with ONESCO’s investment advisory subsidiary, O.N. Investment Management Company (ONIMCO).

ONIMCO was established in 1969 and is registered with the Securities and Exchange Commission.

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Your representative is just a phone call away

Your ONESCO financial professional can help you reach your investment goals and give you the personalized support you need for your investment accounts. Reach out to them today.

Securities offered through The O.N. Equity Sales Company | Member FINRA and SIPC | One Financial Way | Cincinnati, Ohio 45242 | 877.663.7267

Investment advisory services offered through O.N. Investment Management Company | One Financial Way | Cincinnati, Ohio 45242 | 855.262.0913

ONESCO is registered with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). The MSRB makes available a brochure, that is posted on MSRB website at, that describes the protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority.

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One Financial Way
Cincinnati, Ohio 45242